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#	Item
621	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]September 6, 2011 Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-07 12:44:58 Economy of the United States Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation United States Self-regulatory organizations Chicago Stock Exchange United States securities law
622	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]December 18, 2012 Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-18 19:31:34 Self-regulatory organizations United States securities law Marketing Direct marketing Chicago Stock Exchange Caller ID Federal Trade Commission Securities Exchange Act Financial Industry Regulatory Authority Telephony Telemarketing Business
623	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]January 4, 2013 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Rel Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-06 15:32:59 Financial markets Stock market Finance Chicago Board Options Exchange Regulation NMS Broker-dealer Securities Exchange Act Order Net capital rule Financial economics United States Securities and Exchange Commission Investment
624	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-03-18 15:25:46 Chicago Stock Exchange Economy of the United States Securities Exchange Act Financial regulation Government U.S. Securities and Exchange Commission Securities and Exchange Commission United States securities law 73rd United States Congress United States Securities and Exchange Commission
625	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]July 23, 2004 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Stock Ex Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-07-27 10:29:54 Chicago Stock Exchange Economy of the United States SEC filings Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
626	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-07-15 12:00:52 Investment Finance Chicago Board Options Exchange Order Market maker Immediate or cancel Stock market Financial economics Financial markets
627	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Regarding the Submission by the Exchange of Clearing-Related Information for Trades Executed on the Exchange as well as for Trades Ex Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-12 12:07:58 73rd United States Congress United States Securities and Exchange Commission Economy of the United States Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission United States United States securities law Self-regulatory organizations Chicago Stock Exchange
628	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. S7[removed]December 20, 2006 Joint Industry Plan; Solicitation of Comments and Order Granting Temporary Summary Effectiveness to Request to Extend the Ope Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-12-21 16:29:19 United States Securities and Exchange Commission Financial economics Financial regulation 73rd United States Congress NASDAQ Chicago Stock Exchange Securities Exchange Act U.S. Securities and Exchange Commission Financial Industry Regulatory Authority United States securities law Self-regulatory organizations Economy of the United States
629	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-11-04 11:36:56 United States securities law Economy of the United States 73rd United States Congress Securities Exchange Act Regional stock exchange U.S. Securities and Exchange Commission United States Financial regulation Self-regulatory organizations Chicago Stock Exchange United States Securities and Exchange Commission
630	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]February 7, 2012 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change, as Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-02-09 10:39:36 Investment Finance Mathematical finance Adobe Flex Cross-platform software Order Chicago Board Options Exchange Algorithmic trading Flex Financial markets Financial economics Stock market

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